Treasury Analyst, Regulatory Operations

**This position is listed on behalf of a partner company, who manages all applications and next steps. Our partner is looking for a Treasury Analyst, Regulatory Operations based in the United States.** This role sits at the intersection of treasury management, financial operations, and regulatory compliance within a fast-growing technology-driven environment. You will take ownership of critical treasury processes that protect customer funds, manage liquidity, and support business growth. The position combines cash management expertise, regulatory operations, risk management, and cross-functional collaboration. You will work closely with finance, compliance, operations, banking partners, and clearing organizations to ensure accuracy and operational excellence. This opportunity is ideal for a detail-oriented treasury professional who thrives in high-impact, fast-paced, and highly regulated environments. You will play a key role in strengthening financial controls while helping scale innovative products and services for customers. ### Accountabilities: - Own and manage daily customer fund segregation and secured amount calculations while ensuring compliance with regulatory requirements and internal control standards. - Monitor and manage daily cash positioning and liquidity across multiple accounts to support customer withdrawals, margin obligations, and regulatory requirements. - Review, approve, and coordinate wire transfers according to established treasury policies, approval workflows, and fraud prevention controls. - Manage exchange and clearinghouse margin funding activities, including initial and variation margin movements, while proactively monitoring funding needs. - Analyze liquidity exposure, identify potential risks or shortfalls, and recommend actions to optimize cash utilization. - Maintain accurate records of cash movements, collateral balances, treasury activity, and account reconciliations. - Support regulatory reporting, audits, examinations, and information requests related to treasury operations and customer protection requirements. - Partner with Accounting, Compliance, Operations, banking institutions, and external counterparties to maintain accurate and compliant financial processes. - Identify opportunities to improve treasury workflows, strengthen controls, and scale operational processes to support business growth. - Serve as a subject matter expert on treasury operations, customer fund protection requirements, liquidity management, and regulatory processes. **Requirements:** - Bachelor’s degree in Finance, Accounting, Economics, or a related field. - 5–8+ years of experience in treasury, cash management, regulatory operations, or financial operations within a regulated financial institution. - Experience working in environments such as Futures Commission Merchants (FCMs), broker-dealers, clearing firms, banks, custodians, or similar regulated organizations. - Direct experience with customer protection calculations, including CFTC segregation, secured amount requirements, or SEC Rule 15c3-3 reserve calculations. - Strong understanding of treasury operations, liquidity management, cash forecasting, wire controls, collateral management, and bank reconciliations. - Experience independently managing critical treasury processes requiring strong judgment, accuracy, and operational discipline. - Ability to manage multiple priorities in a fast-paced, deadline-driven environment. - Strong collaboration skills with experience partnering across Accounting, Compliance, Operations, and external financial institutions. - Strong understanding of segregation of duties, internal controls, and risk management practices. - Excellent attention to detail and commitment to accuracy in highly regulated environments. - Experience supporting regulatory examinations, audits, and regulatory reporting is preferred. - Familiarity with CFTC Regulations §1.20–1.32, customer protection requirements, and regulatory reporting platforms…