Senior Compliance Manager

WHO WE ARE Founded in 2012, 3iQ is one of the world's leading alternative digital asset managers, pioneering institutional-grade investments. 3iQ launched the world’s first Digital Assets Managed Account Platform (QMAP), a hedge fund investment solution, offering innovative risk-managed investment solutions to gain exposure to digital assets. 3iQ was also the first to launch a Bitcoin and Ethereum ETP listed on a major global stock exchange, integrate staking into its Ethereum and Solana ETPs boosting investor returns, and offering other regulated ETPs. 3iQ is a subsidiary of Coincheck Group N.V., a NASDAQ-listed holding company based in the Netherlands. Since 2012, 3iQ has been at the forefront of innovation in digital asset investment management. To learn more about 3iQ, visit 3iq.io. W: https://www.3iq.io/ L: https://www.linkedin.com/company/3iq-corp/ X: https://x.com/3iq_corp At our company, we lead with Kyōdō — putting “we before me” and winning as a team. We stay humble, curious, and always learning, lifting each other up and celebrating shared success. We move fast, adapt boldly, and focus on what’s possible rather than what’s familiar. We speak with honesty and care, practicing radical candor to help each other grow. And when we commit, we follow through — with accountability, integrity, and real ownership. If you thrive in a supportive, ambitious, growth-minded culture, you’ll belong here! 3iQ is looking for a Senior Compliance Manager to support and help manage the day-to-day operation of the compliance function across the organization. This role is intended for a senior compliance professional who can manage key compliance workstreams independently, apply regulatory knowledge to practical business issues, and support effective risk-based decision-making. This role reports directly into the Chief Compliance Officer and will be responsible for managing and coordinating compliance monitoring, testing, reporting, regulatory tracking, policy implementation, training, marketing review, and cross-functional compliance support while balancing regulatory, vendor, business, and legal considerations. This is a new role. WHAT YOU WILL GET TO DO - Manage and coordinate the monitoring and assessment of compliance with applicable Canadian securities laws, investment fund regulations, and internal policies and procedures. - Support the preparation of reporting, recommendations, and strategic compliance updates for the Chief Compliance Officer, Vice President, Legal, Ultimate Designated Person, senior management, and governance committees. - Manage and conduct regular compliance testing and monitoring activities to identify and mitigate regulatory risks. - Track regulatory developments and industry changes, assess business impacts, and recommend necessary updates to policies, procedures, and controls. - Manage portfolio and investment management compliance activities as directed by the CCO, including policy management and the maintenance of internal policies, procedures, guidelines, and related controls. - Identify, investigate, document, and escalate compliance issues and recommend corrective actions where required. - Support and oversee portfolio management and trading compliance activities, including monitoring investment restrictions, conflicts of interest, and trade surveillance programs. - Monitor trading activities and investment management practices to ensure adherence to regulatory requirements and internal controls. - Coordinate preparation for and support regulatory examinations, audits, inspections, and information requests. - Act as a trusted advisor to business teams by providing practical guidance on regulatory requirements, compliance risks, and best practices. - Review marketing, advertising, investor communications, and public-facing materials to ensure compliance with applicable regulations and internal standards. - Support the administration of AML, ATF, sanctions screening, KYC, and financial crime compliance p…