Jobedly Post a Job

Regulatory Reporting Specialist

Point72 · Stamford, CT
Full-timeRegulatory Reporting General$153,000–$207,000/yr
Apply on Jobedly ⚡ One-click AI Apply

About the Regulatory Reporting Specialist role

Regulatory Reporting Specialist positions focus on delivering results in their domain. This page aggregates open Regulatory Reporting Specialist roles and what employers typically expect.

A Career with Point72's Regulatory Reporting Team The Regulatory Reporting team provides governance across all regulatory filings and related obligations globally. The team is responsible for report preparation, generating and coordinating responses for large cross-departmental filings, oversight of technology supporting regulatory filings, identification and implementation of automation opportunities, and administering data standards. Regulators include but are not limited to the Securities and Exchange Commission (SEC), Commodities Futures Trading Commission (CFTC), National Futures Association (NFA), Monetary Authority of Singapore (MAS), Financial Conduct Authority (FCA), Securities and Futures Commission (SFC), and Kanto Finance Bureau (KFB). What you'll do Design and build automated regulatory reporting solutions and dashboards that materially reduce manual effort and increase reporting reliability Lead cross-functional filings from planning through submission, owning timelines, deliverables, and stakeholder communication Manage complex regulatory responses and perform detailed analysis and documentation Review upcoming regulations and collaborate across functions to develop and implement scalable processes and practical solutions Prepare and review filing responses for multiple regulators and ensure submissions meet regulatory standards Collaborate with our Compliance, Tax, Legal, Finance, Technology, and Operations teams to align requirements, resolve issues, and deliver complete filings Partner with data owners and technologists to validate data accuracy, reconcile discrepancies, and ensure end-to-end data completeness for reporting Drive continuous improvement by identifying process and control enhancements, implementing automation, and measuring operational performance Develop and translate technical specifications with technologists, leveraging SQL, Python, and data visualization tools to operationalize reporting workflows What's required 10+ years of regulatory reporting experience at a financial institution Direct experience with regulations and filings including Form PF, Form ADV, Section 13 filings, and transaction reporting regimes such as MIFID II, MAS OTC Derivatives reporting, and CFTC reporting Technical expertise in SQL and Python, and operational experience integrating GenAI process solutions into reporting processes using Databricks, Alteryx, and data visualization tools Proven track record managing complex cross-functional regulatory projects with multiple stakeholders and tight deadlines Demonstrated ability to navigate an organization and build effective relationships through strong communication and interpersonal skills Highly organized, process-driven, and structured with experience documenting workflows and controls Meticulous attention to detail when preparing, reviewing, and reconciling regulatory submissions Excellent written and verbal communication skills, including experience preparing formal responses to regulators Inquisitive and analytical mindset with the ability to conduct detailed analysis with limited guidance, gather and synthesize information, and draw fact-based conclusions and recommendations Commitment to the highest ethical standards We take care of our people We invest in our people, their careers, their health, and their well-being. When you work here, we provide: Fully-paid health care benefits Generous parental and family leave policies Volunteer opportunities Support for employee-led affinity groups representing women, people of color and the LGBT+ community Mental and physical wellness programs Tuition assistance A 401(k) savings program with an employer match and more About Point72 Point72 is a leading global alternative investment firm led by Steven A. Cohen. Building on more than 30 years of investing experience, Point72 seeks to deliver superior returns for its investors through fundamental and systematic investing strategies across asset classes and geographies. We a…

Salary estimate

$153,000 – $207,000/yr
Provided by the employer.

Skills for this role

PythonSQLCommunicationAutomation

Resume tips for Regulatory Reporting Specialist applicants

Interview preparation

Prepare concrete STAR-format stories that show Regulatory Reporting Specialist outcomes you drove.

Research the employer's product and recent news before the interview.

Be ready to explain how you'd approach a typical Regulatory Reporting Specialist problem end to end.

Have thoughtful questions ready about the team, tools and success metrics.

About Point72

Point72 is actively hiring on Jobedly. Explore their open roles and what it's like to work there.

Apply on Jobedly ⚡ One-click AI Apply

Similar jobs

Companies hiring for similar roles