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Compliance Advisor

City of New York · New York, NY
Full-timeTechnologyMid Level$65,000–$75,000/yr
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About the Compliance Advisor role

Compliance Advisor positions focus on delivering results in their domain. This page aggregates open Compliance Advisor roles and what employers typically expect.

## Job Description Agency Description The New York City Department of Small Business Services (SBS) is a vibrant, client-centered agency whose mission is to serve New York’s small businesses, jobseekers and commercial districts. SBS makes it easier for companies in New York City to start, operate, and expand by providing direct assistance to business owners, supporting commercial districts, promoting financial and economic opportunity among minority- and women-owned businesses, preparing New Yorkers for jobs, and linking employers with a skilled and qualified workforce. SBS continues to reach for higher professional standards through innovative systems, new approaches to government, and a strong focus on its employees. SBS also works to make changes to the overall regulatory environment to help the small business community. Division Description The Division of Business Services (DBS) is dedicated to helping NYC businesses start, operate, and expand in New York City while leading systemic change to improve the regulatory environment for businesses. The Division is guided by principles of equity, diversity, and inclusion. Job Description: NYC BEST (Business Express Service Team) is a dedicated team who educate and advocate for entrepreneurs as they launch and operate their store front businesses across the five boroughs. Through their knowledge of city, state and federal agency rules and regulations, the team helps small business owners navigate licenses and permits as well as avoid and reduce fines and violations. NYC BEST Compliance Advisors work directly with new and existing businesses looking to open and operate in New York City alongside NYC BEST Small Business Advocates. NYC BEST Compliance Advisors visit small businesses throughout the five boroughs and assess the business space in order to help owners understand how to comply with City, State, and Federal rules and regulations and avoid violations. The onsite consultations performed by the NYC BEST Compliance Advisors help business owners understand regulations and recommend actions businesses should take to become compliant. To facilitate this work, Compliance Advisors will become experts in the regulatory requirements of multiple City or State agencies, as well as relevant Federal regulations as needed, including but not limited to: the NYC Department of Health and Mental Hygiene (DOHMH), Department of Buildings (DOB), Fire Department (FDNY), Department of Environmental Protection (DEP), Department of Sanitation (DSNY), Department of Consumer & Worker Protection (DCWP) and New York State Agriculture and Markets (Ags and Market) and State Liquor Authority (SLA). The specific responsibilities of the Compliance Advisor include: Service Delivery - Conduct onsite walkthroughs with small businesses, providing one-on-one guidance that addresses a business’ specific questions and needs regarding compliance - Describe the regulatory inspection process and what business owners should expect during an inspection - Explain possible actions business owners could take to eliminate conditions contributing to noncompliance with City, State, and Federal laws, rules, and regulations. - Be prepared to outline the adjudication process for violations received, including general timeframes and the appropriate tribunal court for hearings. - Refer business owners to additional resources or information as needed to further promote and enable compliance. - Document key findings from the consultation and follow up as needed with business owners to provide additional clarification or compliance-related support. Subject Matter Research - Conducting research into City, and relevant NYS, codes, permits, and requirements. - Conduct research into rules and regulations of agency processes, as assigned - Support deepening NYC BEST’s impact to storefront small business by proposing areas for improvement and development - Support internal trainings or knowledge-sharing sessions related to regulatory cha…

Salary estimate

$65,000 – $75,000/yr
Provided by the employer.

Resume tips for Compliance Advisor applicants

Interview preparation

Prepare concrete STAR-format stories that show Compliance Advisor outcomes you drove.

Research the employer's product and recent news before the interview.

Be ready to explain how you'd approach a typical Compliance Advisor problem end to end.

Have thoughtful questions ready about the team, tools and success metrics.

About City of New York

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