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Broker-Dealer Financial Risk Analyst

Securities and Exchange Commission · Multiple Locations
Full-timeOther Agencies and Independent OrganizationsFinance & Insurance$81,000–$109,000/yr
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About the Broker Dealer Financial Risk Analyst role

Broker Dealer Financial Risk Analyst positions focus on delivering results in their domain. This page aggregates open Broker Dealer Financial Risk Analyst roles and what employers typically expect.

The Division of Trading and Markets (TM) is seeking a Financial Analyst (Broker-Dealer Financial Risk Analyst) to support the supervision of broker-dealers and the financial responsibility requirements, including protection of customer assets held by broker-dealers. This position supports the 17(H) Risk Assessment Program and serves an integral role within the Office of Broker-Dealer Finances (OBDF) Working Group, using a variety of financial data to provide comprehensive analysis.

Salary estimate

$81,000 – $109,000/yr
Provided by the employer.

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